SOLUTIONS FOR SUCCESS
Heritage Risk & AML Services was founded in 2020 to assist firms in building, maintaining, and enhancing their BSA/AML compliance programs. Specializing in Fractional Chief Compliance Officer support, BSA/AML program development/enhancements, independent audits, risk assessments, regulatory guidance, and risk mitigation.
Utilizing an existing compliance program or building up a program from scratch, we will work with you to build a compliance risk management program that meets today's tough regulatory standards.
I have provided support for firms in both the United States and Canada with experience in the bank and non-bank financial services industry such as banking compliance, money transmission and cryptocurrency.
Jennifer Gunias, Chief Operations Officer
Finance, Operations and Technology Executive providing strategy, planning and program delivery to Heritage Risk & AML Services customers.
Certified Project Management Professional.
Chris Gunias, Principal
BSA/Chief Compliance Officer expert with 20 years of experience in US, Canadian and global regulatory compliance. A compliance subject matter expert and former board member of WorldRemit's US Board of Directors.
A Global Compliance Leader with extensive experience in Financial Regulations, Anti-Money Laundering/Counter Terrorist Financing (AML/CTF), OFAC and Global Sanctions, Independent Reviews, External Auditing, Regulatory Framework, Risk Assessments, and Compliance Training.
Certified Anti-Money Laundering Specialist (CAMS) since 2007, Certified Records Manager (CRM) since 2015 and Certified Commercial Cannabis Expect (CCCE) since 2020
PARTNERS IN SUCCESS
Heritage Risk & AML Services is proud to be a partner with the following organizations
Bates Compliance's team of experienced compliance professionals provide comprehensive offerings for Registered Investment Adviser, Broker-Dealer, and hybrid firms, as well as Private Fund and Hedge Fund clients, assisting them with compliance, risk mitigation, AML, supervision, and internal control functions.
The Association of Certified Commercial Cannabis Experts (ACCCE) is dedicated to advancing the professional knowledge and skills of those committed to commercial cannabis risk management. It is the leading international professional association that connects a global community of like-minded professionals to share ideas, strategies and establish industry-leading risk-management techniques. As a Thought Leader Alliance Member, Heritage Risk & AML Services sees the value that professionalizing cannabis risk management brings to our clients. Through this alliance membership, we are able to pass complimentary membership and certification to our clients involved in the cannabis industry so they can better manage the risks they are exposed to. Homepage - ACCCE