PROJECT PORTFOLIO
Building AML/CTF Programs to Meet Regulatory Expectations in a Cost Effective Manner
We build custom compliance training for a variety of topics. Our latest training is a self paced, reportable course highlighting necessary compliance requirements for Human Trafficking.
Contact us for this course any many others.
RISK ASSESSMENTS
Clients often approach Heritage Risk & AML Services with a general idea of what they need but not a fully formed request, and this project was no different.
A Canadian cryptocurrency company requested an independent audit and procedures update for their AML/CTF compliance program .
I reviewed the current program, recommended they take a risk based approach and completed a full compliance program review to bring their risk assessment, policies and procedures in line with new 2020 FINTRAC regulations.
COMPLIANCE TRAINING
COMPLIANCE PROGRAM DEVELOPMENT
FinTech, MSBs or Cryptocurrency start up's have a hard time hiring full compliance staff to build their AML Compliance Programs on day one. This is where I come in. I can provide industry expertise as a subject matter expert to build a cost effective program that meets regulatory standards.
A recent client requested I build them a AML/CTF compliance program including full policies and procedures for transaction monitoring, sanctions screening, SAR/STR reporting and compliance training.
By ensuring consistent and transparent communication, my client was able meet their regulatory requirements in time for their licensing deadlines.